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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-12
FL RA APPROVED 1998-03-06
  • TX RA
    APPROVED_RES
    Since 2023-07-12
  • FL RA
    APPROVED
    Since 1998-03-06

Branch Locations

55 William St Ste 250, Wellesley Hills, MA 02481 • United States

3399 Pga Blvd. Suite 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Palm Beach Garden FL 02/1998 Present
Other Businesses

1) Name of Business: Anderson Companies LLC 66671 W. Indiantown Rd., Suite 427, Jupiter, FL, 33458, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/28/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner Proprietor (2) Name of Business: Anderson Companies LLC 66671 W. Indiantown Rd., Suite 427, Jupiter, FL, 33458, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/28/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3) Name of Business: Anderson Real Estate Enterprises 66671 W. Indiantown Rd., Suite 427, Jupiter , FL, 33458, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-13
S63 Uniform Securities Agent State Law Examination 1991-10-29
  • S65 Uniform Investment Adviser Law Examination
    1996-12-13
  • S63 Uniform Securities Agent State Law Examination
    1991-10-29

View on SEC IAPD

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