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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-01-03 |
| MN | RA | APPROVED | 2013-12-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Edina | MN | 12/2013 | Present |
(1) 12/18/2013: Goff Holdings - Investment Related - Real Estate Rental - Time Spent 0%. (2) 1/7/2014: Goff Investment Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (3) 11/9/2016: Goff Holdings - Investment Related - 3400 Nicollet Ave S., Minneapolis, MN 55408 - Real Estate Rental - Stated 01/06/2014 - 0 Hours Per Month. (4) 3/19/2021 - Goff Financial - DBA: Goff Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/30/2021 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-08 |
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