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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-06-03 |
Branch Locations
9360 Montgomery Rd, Cincinnati, OH 45242 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Cincinnati | OH | 08/2015 | 12/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Cincinnati | OH | 08/2015 | 12/2020 |
| Garrett Investment Advisors, Llc | Cincinnati | OH | 01/2021 | 03/2022 |
| Gwfs Equities, Inc. | Greenwood Village | CO | 04/2022 | 09/2022 |
| Empower Financial Services, Inc. | Cincinnati | OH | 04/2022 | 09/2022 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2022 | 10/2022 |
| Celebrate Financial Planning, Llc | Cincinnati | OH | 01/2021 | 03/2023 |
| Lpl Financial | Cincinnati | OH | 03/2023 | 03/2024 |
| Wealth Enhancement Group | Cincinnati | OH | 03/2023 | 03/2024 |
| Wealth Enhancement Advisory Services | Cincinnati | OH | 03/2023 | 03/2024 |
| Pcs Retirement | Cincinnati | OH | 03/2024 | 04/2024 |
| Unemployed | Cincinnati | OH | 04/2024 | 05/2024 |
| Lpl Financial Llc | Cincinnati | OH | 05/2024 | 06/2025 |
| Wealth Enhancement Group | Cincinnati | OH | 05/2024 | Present |
| Wealth Enhancement Advisory Services | Cincinnati | OH | 05/2024 | Present |
| Wealth Enhancement Brokerage Services | Cincinnati | OH | 05/2024 | Present |
07/09/2024 -WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 5/20/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, LLC an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-24 |
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