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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-06-03
  • OH RA
    APPROVED
    Since 2024-06-03

Branch Locations

9360 Montgomery Rd, Cincinnati, OH 45242 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Cincinnati OH 08/2015 12/2020
Tiaa-Cref Individual & Institutional Services, Llc Cincinnati OH 08/2015 12/2020
Garrett Investment Advisors, Llc Cincinnati OH 01/2021 03/2022
Gwfs Equities, Inc. Greenwood Village CO 04/2022 09/2022
Empower Financial Services, Inc. Cincinnati OH 04/2022 09/2022
Empower Advisory Group, Llc Greenwood Village CO 04/2022 10/2022
Celebrate Financial Planning, Llc Cincinnati OH 01/2021 03/2023
Lpl Financial Cincinnati OH 03/2023 03/2024
Wealth Enhancement Group Cincinnati OH 03/2023 03/2024
Wealth Enhancement Advisory Services Cincinnati OH 03/2023 03/2024
Pcs Retirement Cincinnati OH 03/2024 04/2024
Unemployed Cincinnati OH 04/2024 05/2024
Lpl Financial Llc Cincinnati OH 05/2024 06/2025
Wealth Enhancement Group Cincinnati OH 05/2024 Present
Wealth Enhancement Advisory Services Cincinnati OH 05/2024 Present
Wealth Enhancement Brokerage Services Cincinnati OH 05/2024 Present
  • 08/2015 → 12/2020
    Tiaa
    Cincinnati, OH
  • 08/2015 → 12/2020
    Cincinnati, OH
  • 01/2021 → 03/2022
    Garrett Investment Advisors, Llc
    Cincinnati, OH
  • 04/2022 → 09/2022
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 04/2022 → 09/2022
    Empower Financial Services, Inc.
    Cincinnati, OH
  • 04/2022 → 10/2022
    Greenwood Village, CO
  • 01/2021 → 03/2023
    Celebrate Financial Planning, Llc
    Cincinnati, OH
  • 03/2023 → 03/2024
    Lpl Financial
    Cincinnati, OH
  • 03/2023 → 03/2024
    Wealth Enhancement Group
    Cincinnati, OH
  • 03/2023 → 03/2024
    Wealth Enhancement Advisory Services
    Cincinnati, OH
  • 03/2024 → 04/2024
    Pcs Retirement
    Cincinnati, OH
  • 04/2024 → 05/2024
    Unemployed
    Cincinnati, OH
  • 05/2024 → 06/2025
    Lpl Financial Llc
    Cincinnati, OH
  • 05/2024 → Present
    Wealth Enhancement Group
    Cincinnati, OH
  • 05/2024 → Present
    Wealth Enhancement Advisory Services
    Cincinnati, OH
  • 05/2024 → Present
    Wealth Enhancement Brokerage Services
    Cincinnati, OH
Previous Registrations
Other Businesses

07/09/2024 -WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 5/20/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, LLC an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-26
S63 Uniform Securities Agent State Law Examination 1991-09-24
  • S66 Uniform Combined State Law Examination
    2010-05-26
  • S63 Uniform Securities Agent State Law Examination
    1991-09-24
Designations

View on SEC IAPD

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