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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-16 |
| CO | RA | APPROVED | 2011-04-27 |
Branch Locations
4643 South Ulster Street Suite 1350, Denver, CO 80237 • United States
Lakewood, CO • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Denver | CO | 04/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-23 |
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