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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-09 |
| MI | RA | APPROVED | 2010-06-25 |
Branch Locations
39533 Woodward Ave Ste 150, Bloomfield Hills, MI 48304 • United States
16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States
Rochester Hills, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Troy | MI | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 03/2020 | Present |
Real Estate License; Yes. Other Business Activities; Contractor/Bookkeeper for Plumbing Business; My son has asked me to be a contractor/bookkeeper for his plumbing business called Jack's Plumbing. I will be reviewing his business processes and bookkeeping on off hours and some weekends. No activity during business hours. Estimating 2-3 hours a week on the weekends for a time commitment.; 2945 Devondale Rd, , Rochester Hills, MI, 48309; Not Investment-Related; 06/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-15 |
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