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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-09
NC RA APPROVED 2011-05-06
  • TX RA
    APPROVED_RES
    Since 2015-01-09
  • NC RA
    APPROVED
    Since 2011-05-06

Branch Locations

804 Green Valley Road Suite 100, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Greensboro NC 05/2011 Present
  • 05/2011 → Present
    Raymond James & Associates
    Greensboro, NC
Previous Registrations
Other Businesses

(1) Name of Business: ACM Partners Llc Address: 2909 Round Hill Rd, Greensboro, NC, 27408, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 09/18/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administrative in paying bills

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-21
S63 Uniform Securities Agent State Law Examination 1991-10-01
  • S65 Uniform Investment Adviser Law Examination
    2002-08-21
  • S63 Uniform Securities Agent State Law Examination
    1991-10-01

View on SEC IAPD

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