Best Investors Account Sign in

Roger Jyhjung Chang

LPl Financial LLC

Fullerton, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-28
  • CA RA
    APPROVED
    Since 2022-09-28

Branch Locations

1507 E. Chapman Ave., Fullerton, CA 92831 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Fullerton CA 12/2013 09/2022
Securities America Advisors, Inc. Fullerton CA 12/2013 09/2022
Imcg, Inc. Fullerton CA 12/2005 Present
Lpl Financial Llc Fullerton CA 09/2022 Present
  • 12/2013 → 09/2022
    Securities America, Inc.
    Fullerton, CA
  • 12/2013 → 09/2022
    Securities America Advisors, Inc.
    Fullerton, CA
  • 12/2005 → Present
    Imcg, Inc.
    Fullerton, CA
  • 09/2022 → Present
    Fullerton, CA
Previous Registrations
  • 2013-12-18 → 2022-10-18
    Securities America Advisors, Inc.
    Fullerton, CA
    Fullerton, CA
    Fullerton, CA
    Fullerton, CA
  • 2008-01-08 → 2013-12-18
    Fullerton, CA
    Windsor, CT
  • 2007-02-07 → 2008-05-09
    Wise Steward Advisory Services, Inc.
    Anaheim, CA
  • 2005-04-01 → 2007-12-14
    Fullerton, CA
    Anaheim Hills, CA
    Anaheim, CA
  • 2005-09-14 → 2006-12-31
    Wise Steward Advisory Services, Inc.
    Anaheim, CA
  • 1998-07-22 → 2005-02-28
    National Planning Corporation
    Anaheim, CA
Other Businesses

1)09/27/2022 - IMCG, INC - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 09/28/2022 - 40 Hr/Mth 2)09/27/2022 - IMCG, Inc I. Managed Consulting Group, Inc - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/09/2022 - 160 Hr/Mth 8hrs during Trading 3. 09/22/2025 - IMCG - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/08/2021 - 150 Hr/Mth during Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-08-05
  • S63 Uniform Securities Agent State Law Examination
    1991-08-05
Other Names
  • Roger Jyh Jung Chang
  • Roger J Chang

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fullerton, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor