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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Fullerton | CA | 12/2013 | 09/2022 |
| Securities America Advisors, Inc. | Fullerton | CA | 12/2013 | 09/2022 |
| Imcg, Inc. | Fullerton | CA | 12/2005 | Present |
| Lpl Financial Llc | Fullerton | CA | 09/2022 | Present |
1)09/27/2022 - IMCG, INC - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 09/28/2022 - 40 Hr/Mth 2)09/27/2022 - IMCG, Inc I. Managed Consulting Group, Inc - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/09/2022 - 160 Hr/Mth 8hrs during Trading 3. 09/22/2025 - IMCG - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/08/2021 - 150 Hr/Mth during Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-08-05 |
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