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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-11-03 |
| TX | RA | APPROVED_RES | 2009-10-12 |
| HI | RA | APPROVED | 1999-05-05 |
Branch Locations
733 Bishop St, Honolulu, HI 96813 • United States
733 Bishop Street Suite 1600, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Honolulu | HI | 08/1998 | Present |
Waialae C.C. / 4997 Kahala AveHonoluluHawaii96816 / golf and social / Sport & Leisure Facilities / Private club-golf / golf committee member. discuss golf matters at club / Member of a committee with management / supervisor functions / 2/8/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-23 |
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