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Benjamin Serna Caday

Equitable Advisors, LLC

Irvine, CA

San Clemente, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-03-12
  • CA RA
    APPROVED
    Since 2020-03-12

Branch Locations

2050 Main Street, Suite 500, Irvine, CA 92614 • United States

San Clemente, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Presidential Brokerage, Inc. Englewood CO 09/1998 10/2016
Kestra Investments Services San Diego CA 10/2016 02/2018
Unemployed San Clemente CA 04/2018 06/2019
Victra Irvine CA 07/2019 01/2020
Unemployed San Clemente CA 01/2020 02/2020
Axa Advisors, Llc New York NY 03/2020 06/2020
Equitable Advisors, Llc New York NY 03/2020 Present
  • 09/1998 → 10/2016
    Presidential Brokerage, Inc.
    Englewood, CO
  • 10/2016 → 02/2018
    Kestra Investments Services
    San Diego, CA
  • 04/2018 → 06/2019
    Unemployed
    San Clemente, CA
  • 07/2019 → 01/2020
    Victra
    Irvine, CA
  • 01/2020 → 02/2020
    Unemployed
    San Clemente, CA
  • 03/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 03/2020 → Present
    Equitable Advisors, Llc
    New York, NY
Previous Registrations
  • 2016-10-31 → 2018-03-14
    Kestra Advisory Services, Llc
    San Diego, CA
    Austin, TX
  • 2002-01-04 → 2016-11-07
    Forta Financial Group, Inc.
    Mesa, AZ
    San Diego, CA
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1991-08-26
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1991-08-26
Other Names
  • Benny Caday
  • Ben Caday
  • Benjamin Serna Caday
  • Benjamin S Caday

View on SEC IAPD

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INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
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EQUITABLE ADVISORS, LLC · IRVINE, CA
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