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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-29
  • TX RA
    APPROVED
    Since 2025-08-29

Branch Locations

24 Waterway Ave Ste 1400, The Woodlands, TX 77380-3391 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2015 08/2025
Ameriprise Financial Services Llc The Woodlands TX 08/2025 Present
Previous Registrations
  • 2015-12-11 → 2025-09-02
    Spring, TX
    Houston, TX
    St Louis, MO
    Spring, TX
    Tomball, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-16
S63 Uniform Securities Agent State Law Examination 1991-11-14
  • S66 Uniform Combined State Law Examination
    2015-10-16
  • S63 Uniform Securities Agent State Law Examination
    1991-11-14
Other Names
  • Todd Michael Shelley

View on SEC IAPD

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