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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1998-03-02
  • TX RA
    APPROVED
    Since 1998-03-02

Branch Locations

1302 Judson Rd, Longview, TX 75601-3916 • United States

Longview, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Longview TX 03/2008 Present
City National Bank Longview TX 09/2019 Present
Other Businesses

(1) NAME OF ENTITY: Longview Museum of Fine Arts; ADDRESS: 215 E. Tyler Longview TX 75601; BUSINESS DESCRIPTION: cultural and fine arts museum; CAPACITY: Other/I have been asked to serve on the Museum's steering committee. This is NOT a Board or office position. It is only to provide advice to the Museum and Board regarding community interests, ideas, suggestions, possible community fund raising for the Museum, etc.; START DATE: 04/01/2021; DUTIES: Monthly meetings to discuss the Museum, its future, possible marketing activities, future fund raising for a new building; HOURS DEVOTED PER MONTH: 30min/month; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None; (2) NAME OF ENTITY: Gregg County Historical Foundation DBA Gregg County Historical Museum ADDRESS: 214 N Fredonia Street, Longview TX 75601 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Historical Museum for Gregg County TX CAPACITY: Other START DATE: 03/01/23 DUTIES: This is a group of 15 community members who will only meet quarterly to hear of the GCHF museum activities, offer suggestions and advice. This is not a voting Board of Directors. HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-20
S63 Uniform Securities Agent State Law Examination 1991-10-15
  • S66 Uniform Combined State Law Examination
    2001-03-20
  • S63 Uniform Securities Agent State Law Examination
    1991-10-15

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