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Kevin Craig Dodson

Wells Fargo Clearing Services, LLC

Irvine, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-10
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2025-07-10
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Newport Beach CA 08/2008 Present
Wells Fargo Advisors Llc Newport Beach CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Newport Beach CA 11/2016 Present
  • 08/2008 → Present
    Wells Fargo Bank
    Newport Beach, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Newport Beach, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Newport Beach, CA
Previous Registrations
  • 2008-08-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Newport Beach, CA
  • 2006-11-09 → 2008-08-08
    Banc Of America Investment Services, Inc.
    Newport Beach, CA
    Newport Beach, CA
    Newport Beach, CA
    Costa Mesa, CA
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-08
S63 Uniform Securities Agent State Law Examination 2005-09-22
  • S66 Uniform Combined State Law Examination
    2006-11-08
  • S63 Uniform Securities Agent State Law Examination
    2005-09-22

View on SEC IAPD

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Other Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
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GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
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