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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-02-24 |
| WA | RA | APPROVED | 2025-01-24 |
| MA | RA | APPROVED | 2024-11-12 |
| MT | RA | APPROVED | 2023-11-21 |
| SC | RA | APPROVED | 2023-09-29 |
| DC | RA | APPROVED | 2023-03-09 |
| OH | RA | APPROVED | 2022-06-21 |
| NV | RA | APPROVED | 2022-05-19 |
| OK | RA | APPROVED | 2022-04-12 |
| IN | RA | APPROVED | 2021-10-20 |
| WI | RA | APPROVED | 2021-03-05 |
| AL | RA | APPROVED | 2019-07-09 |
| TX | RA | APPROVED | 2016-03-29 |
| NC | RA | APPROVED | 2015-01-02 |
| MO | RA | APPROVED | 2013-12-12 |
| MD | RA | APPROVED | 2013-09-18 |
| VA | RA | APPROVED | 2013-06-14 |
| FL | RA | APPROVED | 2012-05-08 |
| AR | RA | APPROVED | 2005-02-15 |
| MS | RA | APPROVED | 2005-02-14 |
| TN | RA | APPROVED | 2005-02-14 |
Branch Locations
6060 Primacy Pkwy Suite 175, Memphis, TN 38119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 04/1999 | Present |
| Park Avenue Securities | New York | NY | 07/2000 | Present |
1. Ashford Advisors Mid South-Guardian General Agency based in Memphis Tennessee. We operate our Guardian agency under this dba. Start: 01/01/2018, Address: 6060 Primacy Parkway suite 175; Memphis, TN 38119, 50 bus hrs per month, Investment related, >10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-25 |
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