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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-02-20
  • CT RA
    APPROVED
    Since 2025-02-20

Branch Locations

62 Lasalle Road Suite 207, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
(Dba) Professional Business Insurers (Pbi) West Hartford CT 11/1998 01/2025
Concourse Financial Group Securities Inc West Hartford CT 04/2006 02/2025
(Dba) Bacon Financial Group West Hartford CT 01/2025 Present
Cetera Wealth Services, Llc West Hartford CT 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
Professional Business Insurers West Hartford CT 08/2025 Present
  • 11/1998 → 01/2025
    (Dba) Professional Business Insurers (Pbi)
    West Hartford, CT
  • 04/2006 → 02/2025
    Concourse Financial Group Securities Inc
    West Hartford, CT
  • 01/2025 → Present
    (Dba) Bacon Financial Group
    West Hartford, CT
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    West Hartford, CT
  • 02/2025 → Present
    Schaumburg, IL
  • 08/2025 → Present
    Professional Business Insurers
    West Hartford, CT
Previous Registrations
  • 2009-08-07 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    West Hartford, CT
    West Hartford, CT
    Birmingham, AL
Other Businesses

1) (dba) BACON FINANCIAL GROUP; Investment Related; 62 Lasalle Road, Suite 207, West Hartford, CT 06107; Other; Associate/ dba Name; Start Date 01/2025; 20 hours per month; DBA for my securities business. >> 2) NAME OF OTHER BUSINESS: PROFESSIONAL BUSINESS INSURERS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDE EMPLOYEE BENEFIT PLANS TO SMALL BUSINESSES, MEDICARE AND INDIVIDUAL HEALTH PLANS; 3) GREATER HARTFORD ARTS COUNCIL; Non-Investment Related; 100 Pearl Street, Hartford, CT 06103; Other; Board Member; Start Date 01/2002; 2 hours per month; I am a volunteer board member lending my expertise to advancing the arts and culture in the greater Hartford area. >> 4) JUNIOR ACHIEVEMENT OF SOUTHWEST NEW ENGLAND; Non-Investment Related; 70 Farmington Avenue, Hartford, CT 06105; Other; Board member; Start Date 01/2002; 2 hours per month; I am a volunteer who teaches school age children about all aspects of business and financial matters.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-28
S63 Uniform Securities Agent State Law Examination 1999-08-27
  • S65 Uniform Investment Adviser Law Examination
    2000-06-28
  • S63 Uniform Securities Agent State Law Examination
    1999-08-27

View on SEC IAPD

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