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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-15 |
| WV | RA | APPROVED | 2021-03-02 |
Branch Locations
300 Summers St Ste 120, Charleston, WV 25301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services, Inc. | Dallas | TX | 07/2015 | 09/2020 |
| Bb&T Securities | Charleston | WV | 10/2020 | 02/2021 |
| Truist Investment Services, Inc. | Charleston | WV | 02/2021 | Present |
| Truist Advisory Services, Inc. | Charleston | WV | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-08 |
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