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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-10-12
IN RA APPROVED 2003-07-01
  • MI RA
    APPROVED
    Since 2010-10-12
  • IN RA
    APPROVED
    Since 2003-07-01

Branch Locations

4101 Edison Lakes Pkwy Ste 300, Mishawaka, IN 46545 • United States

Caledonia, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time College Student South Bend IN 08/1989 Present
Wells Fargo Advisors Llc South Bend IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc South Bend IN 11/2016 Present
  • 08/1989 → Present
    Full Time College Student
    South Bend, IN
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    South Bend, IN
  • 11/2016 → Present
    South Bend, IN
Previous Registrations
  • 1998-12-10 → 2003-07-01
    Prudential Equity Group, Llc
    South Bend, IN
Other Businesses

POWER OF ATTORNEY FOR NON-DEPENDENT CHILD, INV RELATED, CALEDONIA, MI, START: 9/19/2022, 2 HRS/MONTH, 2 HRS DURING TRADING.; POWER OF ATTORNEY FOR NON-DEPENDENT CHILD, INV RELATED, CALEDONIA, MI, START: 9/19/2022, 2 HRS/MONTH, 2 HRS DURING TRADING. | IN-LAW REVOCABLE LIVING TRUST; INV RELATED; CROWN POINT, IN; CO-TRUSTEE; 04/2025; 3 HOURS PER MONTH; 0 HOURS DURING TRADING; .CO-TRUSTEE TO IN-LAWS TRUST | CO-TRUSTEE OF FATHER-IN-LAWS TRUST; INV RELATED; CROWN POINT, IN; CO-TRUSTEE; 04/2025; 3 HOURS PER MONTH; 0 DURING TRADING; CO-TRUSTEE | POWER OF ATTORNEY FOR MOTHER IN LAW; INV REALTED; CROWN POINT, IN; POA; 04/2025; 3 HOURS PER MONTH; 0 HOURS DURING TRADING; ASSIST MOTHER-IN-LAW AS POWER OF ATTORNEY | CO-POWER OF ATTORNEY FOR FATHER-IN-LAW; INV RELATED; CROWN POINT, IN; CO-POWER OF ATTORNEY; 04/2025; 3 HOURS PER MONTH; 0 DURING TRADING; ASSIST FATHER-IN-LAW WITH FINANCIAL MATTERS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-29
S63 Uniform Securities Agent State Law Examination 1992-11-20
  • S65 Uniform Investment Adviser Law Examination
    1993-04-29
  • S63 Uniform Securities Agent State Law Examination
    1992-11-20
Other Names
  • Colett Renee Shrock
  • Colette Renee Schrock

View on SEC IAPD

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