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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-01-19 |
Branch Locations
30 East 7Th Street Suite 230, St Paul, MN 55101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc. | St. Paul | MN | 01/2015 | 01/2024 |
| Osaic Wealth, Inc. | St Paul | MN | 01/2024 | Present |
1. TRADITIONAL INSURANCE PRODUCTS POSITION: FINANCIAL ADVISOR NATURE: TRADITIONAL INSURANCE PRODUCTS. INVESTMENT RELATED: YES NUMBER OF HOURS: 40 INVESTMENT RELATED HOURS: 40 START DATE: 01/29/2015 ADDRESS: 55 EAST FIFTH STREET, SUITE 115, ST. PAUL MN 55101 DESCRIPTION: ASSISTING CLIENTS WITH RECOGNIZING THE PROPER USE OF LIFE INSURANCE WITHIN THEIR FINANCIAL PLANS AND THEN USING DBS TO PROVIDE PRODUCT ILLUSTRATIONS AND PROCESSING SUPPORT. 2. ALLIANCE FINANCIAL SERVICES POSITION: FINANCIAL ADVISOR NATURE: ALLIANCE FINANCIAL SERVICES IS THE INVESTMENT DIVISION FOR ALLIANCE BANKS. INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 160 START DATE: 01/26/2015 ADDRESS: 55 EAST FIFTH STREET, SUITE 115, ST. PAUL MN 55101 DESCRIPTION: WORKING AS A FINANCIAL ADVISOR ASSISTING ALLIANCE BANK CLIENTS WITH PLANNING NEEDS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-05 |
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