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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-06-26 |
| CA | RA | APPROVED | 2024-06-24 |
Branch Locations
16789 Bernardo Center Dr, San Diego, CA 92128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisor Group | Phoenix | AZ | 07/2014 | 06/2024 |
| Osaic Wealth, Inc. | Jersey City | NJ | 09/2023 | 06/2024 |
| Lpl Financial Llc | San Diego | CA | 06/2024 | Present |
1) 06/20/2024 - Lucia Capital Group - DBA for LPL Business (entity for LPL business) - Investment Related - San Diego, CA 92128 2) 06/20/2024 - TECHNOLOGY/SOFTWARE SOLUTIONS - CONSULTING - 80 hrs/mth - Business Owner - Avondale AZ 85392 3) 06/20/2024 - FINRA Arbitrator - 10 hrs/mth - Avondale AZ 85392 4) 10/14/2024 - BucketsFP LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/16/2024 - 5 Hours Per Month/ 2 Hours during Trading 5) 12/30/2025 - Quotient Advisor Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 120 hours per month/ 40 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-23 |
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