Raymond George Seifritz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 06/2024
  Advisor Group
  Phoenix, AZ
• 09/2023 → 06/2024
  Osaic Wealth, Inc.
  Jersey City, NJ
• 06/2024 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 2014-08-12 → 2024-06-27
  Osaic Wealth, Inc.
  Scottsdale, AZ
  Phoenix, AZ
• 2014-08-12 → 2024-01-19
  Woodbury Financial Services, Inc.
  Oakdale, MN
  Phoenix, AZ
• 2014-08-12 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
  Phoenix, AZ
• 2014-08-12 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
• 2010-07-30 → 2014-07-10
  Lucia Capital Group
  San Diego, CA

Other Businesses

1) 06/20/2024 - Lucia Capital Group - DBA for LPL Business (entity for LPL business) - Investment Related - San Diego, CA 92128 2) 06/20/2024 - TECHNOLOGY/SOFTWARE SOLUTIONS - CONSULTING - 80 hrs/mth - Business Owner - Avondale AZ 85392 3) 06/20/2024 - FINRA Arbitrator - 10 hrs/mth - Avondale AZ 85392 4) 10/14/2024 - BucketsFP LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/16/2024 - 5 Hours Per Month/ 2 Hours during Trading 5) 12/30/2025 - Quotient Advisor Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 120 hours per month/ 40 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2009-06-23

Designations

• Chartered Financial Consultant