Best Investors Account Sign in

Raymond George Seifritz

LPl Financial LLC

San Diego, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-06-26
CA RA APPROVED 2024-06-24
  • AZ RA
    APPROVED
    Since 2024-06-26
  • CA RA
    APPROVED
    Since 2024-06-24

Branch Locations

16789 Bernardo Center Dr, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisor Group Phoenix AZ 07/2014 06/2024
Osaic Wealth, Inc. Jersey City NJ 09/2023 06/2024
Lpl Financial Llc San Diego CA 06/2024 Present
Previous Registrations
  • 2014-08-12 → 2024-06-27
    Scottsdale, AZ
    Phoenix, AZ
  • 2014-08-12 → 2024-01-19
    Woodbury Financial Services, Inc.
    Oakdale, MN
    Phoenix, AZ
  • 2014-08-12 → 2023-11-03
    Fsc Securities Corporation
    Atlanta, GA
    Phoenix, AZ
  • 2014-08-12 → 2023-09-01
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2010-07-30 → 2014-07-10
    Lucia Capital Group
    San Diego, CA
Other Businesses

1) 06/20/2024 - Lucia Capital Group - DBA for LPL Business (entity for LPL business) - Investment Related - San Diego, CA 92128 2) 06/20/2024 - TECHNOLOGY/SOFTWARE SOLUTIONS - CONSULTING - 80 hrs/mth - Business Owner - Avondale AZ 85392 3) 06/20/2024 - FINRA Arbitrator - 10 hrs/mth - Avondale AZ 85392 4) 10/14/2024 - BucketsFP LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/16/2024 - 5 Hours Per Month/ 2 Hours during Trading 5) 12/30/2025 - Quotient Advisor Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 120 hours per month/ 40 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-23
  • S66 Uniform Combined State Law Examination
    2009-06-23
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor