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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-22 |
| OR | RA | APPROVED | 2009-06-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Portland | OR | 06/2009 | Present |
1. Rental Property; 2764 NE Mountain Oak Ln. Bend OR 97701; Single Family Home-Residential Rental Property; Owner/Manager; 02/15/2018; 10.00 Hour(s) Per Year; not during securities trading hours; Investment-Related 2. Rental Property; 61581 SE Shanna St Bend OR 97702; Single Family Home-Residence; Owner of residential rental property; Manager; 02/01/2025; 12 hrs/year; not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-05 |
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