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Matthew James Richter

J.P. Morgan Securities LLC

Sugar Land, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-04-23
LA RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-04-23
  • LA RA
    APPROVED
    Since 2012-10-01

Branch Locations

2430 Highway 6, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Sugar Land TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Sugar Land TX 07/2010 Present
Previous Registrations
  • 2010-08-02 → 2012-10-01
    Chase Investment Services Corp.
    Houston, TX
    Metairie, LA
  • 2008-11-26 → 2010-07-19
    Lpl Financial Llc
    San Antonio, TX
    Austin, TX
    San Antonio, TX
  • 2003-07-28 → 2008-12-03
    Ameriprise Financial Services, Llc
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-06
S63 Uniform Securities Agent State Law Examination 2000-06-26
  • S65 Uniform Investment Adviser Law Examination
    2000-07-06
  • S63 Uniform Securities Agent State Law Examination
    2000-06-26
Designations
Other Names
  • Matt Richter
  • Matthew J Richter

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE
B.D. STERLING
SWEETWATER FINANCIAL ADVISORS, LLC
EDWARD JONES
KESTRA ADVISORY SERVICES, LLC

Other Investors

BRANDON BAS CURTIS
Cody Alan Guyer
Keith Wayne Patterson
Muna Malik
WESLEY OWEN BALES
JAMES BRYANT HAWRYLUK
DAVID BRYAN TEEL
Mark Anthony Leifrig

Other Offices

LPL FINANCIAL LLC · SUGAR LAND, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Sugar Land, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUGAR LAND, TX
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE · SUGAR LAND, TX
B.D. STERLING · SUGAR LAND, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
SWEETWATER FINANCIAL ADVISORS, LLC · SUGAR LAND, TX

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