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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-16
  • TX RA
    APPROVED_RES
    Since 2024-05-16

Branch Locations

110 S Bancroft Street Suite A, Portland, OR 97239-4062 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amerprise Financial Services, Inc. West Linn OR 10/2006 03/2020
Ameriprise Financial Services, Llc West Linn OR 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 110 SW Bancroft St., , Portland, OR, 97239; Not Investment-Related; 05/06/2024. Business Ownership; Twyman Properties; Co-owner; Real Estate; 1246 SE Henry St., , Portland, OR, 97202; Not Investment-Related; 12/11/2018; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-08
  • S66 Uniform Combined State Law Examination
    2007-03-08
Other Names
  • Keri Kristine Jochim

View on SEC IAPD

Other Firms

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