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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-06-27 |
| TX | RA | APPROVED_RES | 2021-03-24 |
| GA | RA | APPROVED | 2005-11-02 |
Branch Locations
1 10Th St Ste 450 Augusta Riverfront Ctr, Augusta, GA 30901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Evans | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Evans | GA | 11/2016 | Present |
TRUSTEE FOR GRANDCHILDREN, INV RELATED, COTTAGEVILLE, SC, START 6/20/2018, 2 HOURS PER MONTH, ZERO DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-18 |
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