Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-04-21
OK RA APPROVED 2013-01-04
  • TX RA
    APPROVED
    Since 2014-04-21
  • OK RA
    APPROVED
    Since 2013-01-04

Branch Locations

13 Nw 44Th St, Lawton, OK 73505-5998 • United States

Oklahoma City, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lawton OK 01/2012 03/2020
Ameriprise Financial Services, Llc Lawton OK 03/2020 Present
Other Businesses

Real Estate Ownership; Private Garage Apartment at 1709 Oso Ave Oklahoma City, OK 73108; 1709 Oso Ave, , Oklahoma City, OK, 73108; Not Investment-Related; 07/20/2022. Business Ownership; MJ'S ABNBS LLC; Assisting in managing the rental that this LLC will eventually hold.; This is an LLC to hold 805 NW Seaton Place Rental. Using for tax and legal purposes.; 1709 Oso Ave, , Oklahoma City, OK, 73108; Not Investment-Related; 08/17/2022; 1 to 9 hours per month; 0 during trading hours / True Americana LLC; Co-owner; LLC to hold vehicles in.; 1001 S Main St., Ste. 49, Kalispell, MT, 59901; Not Investment-Related; 07/01/2023; 0 hours per month; 0 during trading hours / Wheel Diamonds LLC; My wife and I are just going in half with her parents to buy this property. We're using Wheel Diamonds LLC for liability reasons. My wife's parents are clients, so unsure if I need to list them since they are her immediate family.; Real Estate; 1709 Oso Ave, , Oklahoma CIty, OK, 73108; Not Investment-Related; 07/11/2024; 0 hours per month; 0 during trading hours / Gibraltar Rock LLC; Co-owner; Manage Ameriprise Business; 13 NW 44th St, , Lawton, OK, 73505; Investment-Related; 12/11/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-12-18
S65 Uniform Investment Adviser Law Examination 2012-12-11
  • S63 Uniform Securities Agent State Law Examination
    2012-12-18
  • S65 Uniform Investment Adviser Law Examination
    2012-12-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lawton, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor