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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-04-21 |
| OK | RA | APPROVED | 2013-01-04 |
Branch Locations
13 Nw 44Th St, Lawton, OK 73505-5998 • United States
Oklahoma City, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lawton | OK | 01/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Lawton | OK | 03/2020 | Present |
Real Estate Ownership; Private Garage Apartment at 1709 Oso Ave Oklahoma City, OK 73108; 1709 Oso Ave, , Oklahoma City, OK, 73108; Not Investment-Related; 07/20/2022. Business Ownership; MJ'S ABNBS LLC; Assisting in managing the rental that this LLC will eventually hold.; This is an LLC to hold 805 NW Seaton Place Rental. Using for tax and legal purposes.; 1709 Oso Ave, , Oklahoma City, OK, 73108; Not Investment-Related; 08/17/2022; 1 to 9 hours per month; 0 during trading hours / True Americana LLC; Co-owner; LLC to hold vehicles in.; 1001 S Main St., Ste. 49, Kalispell, MT, 59901; Not Investment-Related; 07/01/2023; 0 hours per month; 0 during trading hours / Wheel Diamonds LLC; My wife and I are just going in half with her parents to buy this property. We're using Wheel Diamonds LLC for liability reasons. My wife's parents are clients, so unsure if I need to list them since they are her immediate family.; Real Estate; 1709 Oso Ave, , Oklahoma CIty, OK, 73108; Not Investment-Related; 07/11/2024; 0 hours per month; 0 during trading hours / Gibraltar Rock LLC; Co-owner; Manage Ameriprise Business; 13 NW 44th St, , Lawton, OK, 73505; Investment-Related; 12/11/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-12-18 |
| S65 | Uniform Investment Adviser Law Examination | 2012-12-11 |
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