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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-07 |
| OK | RA | APPROVED | 2018-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lawton | OK | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lawton | OK | 11/2016 | 06/2018 |
| Stifel Nicolaus & Co Inc | Lawton | OK | 06/2018 | Present |
1. Brendan & Rhonda Wolverton Rental Property;1704 Liberty Lawton OK 73501; Rental Property; Owner; Rental Property; 08/15/2016; 1 hr/month; Not during securities trading hours; Investment-Related 2. Trustee of a non family trust 3. Christian Family Counseling Center; 5002 SW Lee Blvd, Lawton, OK 73505; Counseling Services; Board Member; To attend monthly board meetings; 04/05/2021; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 4. BKM, LLC; 7621 N.W. Wyatt Lake Drive, Lawton, OK 73505; LLC partnership; managing member; To collect rental income and royalty interest and distribute to the other members; 04/11/2023; 5 Hours per Year; Not During Securities Trading Hours; Investment-Related. 5. B & R Aviation; 3908 NW Elm Avenue Suite 300 Lawton OK 73505; ownership of a privately plane; Managing Member; Owner / Member of the LLC; 12/14/2023; 0.00hr/day; Not During Securities Trading Hours; Not Investment-Related. 6. JBW Real Estate, LLC; 7621 NW Wyatt Lake Dr Lawton, OK 73505; Working interest in Oil & Gas Wells; Member; I'm a member of the LLC that will invest in Oil & Gas properties; 11/20/2025; 3hrs/yr; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-05-19 |
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