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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-06-16
  • OK RA
    APPROVED
    Since 2026-06-16

Branch Locations

3908 Nw Elm Avenue, Lawton, OK 73505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Lawton OK 04/2025 06/2026
St. James Apartments Llc Lawton OK 08/2024 04/2025
Southwest Sales, Llc Lawton OK 06/2011 08/2024
Stifel, Nicolaus & Company, Incorporated Lawton OK 06/2026 Present
Previous Registrations
Other Businesses

1. Notary; 7317 SW Pecan Meadow Dr Lawton, OK 73505; notary; Notary if needed at work; 05/01/2015; 5hrs/yr; During securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-17
  • S66 Uniform Combined State Law Examination
    2025-11-17
Other Names
  • Rachel L Blevins
  • Rachel L Powell
  • Rachel Powell

View on SEC IAPD

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