Best Investors Account Sign in

Kathleen Diane Hayden

Ameriprise Financial Services, LLC

Lawton, OK

Lawton, OK

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2017-05-31
TX RA APPROVED 2017-05-26
  • OK RA
    APPROVED
    Since 2017-05-31
  • TX RA
    APPROVED
    Since 2017-05-26

Branch Locations

1422 Nw Sheridan Rd, Lawton, OK 73505 • United States

Lawton, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Lawton OK 03/2005 05/2017
Various Insurance Carriers For W&R Insurance Agencies Lawton OK 06/2005 05/2017
Rental House Lawton OK 04/2013 05/2017
Oceano Salsa Club Lawton OK 08/2015 05/2017
Ameriprise Financial Services Inc Lawton OK 05/2017 03/2020
Ameriprise Financial Services, Llc Lawton OK 03/2020 Present
  • 03/2005 → 05/2017
    Waddell & Reed, Inc
    Lawton, OK
  • 06/2005 → 05/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Lawton, OK
  • 04/2013 → 05/2017
    Rental House
    Lawton, OK
  • 08/2015 → 05/2017
    Oceano Salsa Club
    Lawton, OK
  • 05/2017 → 03/2020
    Ameriprise Financial Services Inc
    Lawton, OK
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Lawton, OK
Previous Registrations
  • 2005-06-15 → 2017-05-31
    Waddell & Reed
    Lawton, OK
    Amarillo, TX
    Amarillo, TX
    Colleyville, TX
    Lawton, OK
Other Businesses

Real Estate Ownership; Single Family; 7114 NW Ash Ave, ,; Not Investment-Related; 08/31/2017. Fiduciary Activities; Guardian.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-10
S63 Uniform Securities Agent State Law Examination 2005-03-28
  • S65 Uniform Investment Adviser Law Examination
    2005-06-10
  • S63 Uniform Securities Agent State Law Examination
    2005-03-28
Other Names
  • Kathy Diane Hayden
  • Kathleen Diane Hayden
  • Kathleen Diane Hayden
  • Kathy Hayden-Casey
  • Kathy Hayden
  • Kathleen Diane Hayden-Casey

View on SEC IAPD

Other Firms

EDWARD JONES
STIFEL, NICOLAUS & COMPANY, INCORPORATED
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
MORGAN STANLEY
PFS INVESTMENTS INC.
LPL FINANCIAL LLC

Other Investors

Robert Joseph Morales
JOHN BRENDAN WOLVERTON
Rachel L Powell
DAVID LEE DENHAM
Max Conner Sasseen
Marquise Lamont Haliburton
Christopher Dale Endres
JUSTIN PHILIP LAVENDER

Other Offices

EDWARD JONES · LAWTON, OK
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Lawton, OK
ARVEST WEALTH MANAGEMENT · LAWTON, OK
AMERIPRISE FINANCIAL SERVICES, LLC · LAWTON, OK
STATE FARM INVESTMENT MANAGEMENT CORP. · Lawton, OK
CETERA INVESTMENT ADVISERS LLC · LAWTON, OK
MORGAN STANLEY · LAWTON, OK
EDWARD JONES · LAWTON, OK

More in Lawton, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor