Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-11 |
| OK | RA | APPROVED | 2025-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arvest Wealth Management | Lawton | OK | 03/2022 | 12/2025 |
| Audio Tech | Lawton | OK | 11/2021 | 03/2022 |
| Sasseen Realty Group | Lawton | OK | 01/2021 | 11/2021 |
| At&T | Ada | OK | 09/2020 | 01/2021 |
| Seth Wadley Chevy Buick | Ada | OK | 03/2020 | 09/2020 |
| Dillards | Lawton | OK | 09/2019 | 03/2020 |
| Amc | Lawton | OK | 07/2019 | 10/2019 |
| White Buffalo | Lawton | OK | 11/2018 | 04/2019 |
| Eye Candi | Lawton | OK | 12/2017 | 11/2018 |
| Carnival Of Ice | Lawton | OK | 02/2015 | 12/2017 |
| Stifel | Lawton | OK | 12/2025 | Present |
1. McMahon Auditorium; Not investment related; 801 NW Ferris Ave, Lawton, OK 73507; Theater Production; Contractor; Began: 11/2/2023; approx# of hours/month you devote to the other business: 15 hours/ month, Zero during trading hours; Duties include plan events, build set pieces, run events, run equipment (light board/sound board), help loading in and out. 2. Rental House; 1501 NW 18th St Lawton OK 73507; Rental House; Owner of the rental home. I will have the responsibilities that are associated with owning a home that is occupied by a renter; 05/25/2026; 2 hrs/month; Not during security trading hours; Investment-Rel
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-12 |
Reach out to this advisor