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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-02-13
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Hernando, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 02/2013 Present
Previous Registrations
  • 2004-03-15 → 2013-02-13
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
Other Businesses

(1)Name of Business: Boulevard Baptist Church Address: 1407 Brayden Lane , Hernando, MS, 38632, United States Activity Type: Non profit Position/Title: Associate/Employee Investment Related: No Start Date: 03/20/2024 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part time Financial secretary

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-05-01
  • S63 Uniform Securities Agent State Law Examination
    1997-05-01
Other Names
  • Lisa Gail Riales

View on SEC IAPD

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