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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2019-07-12
  • HI RA
    APPROVED
    Since 2019-07-12

Branch Locations

1003 Bishop Street Suite 1500, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Honolulu HI 06/2009 07/2019
Raymond James & Associates, Inc. Honolulu HI 07/2019 Present
Previous Registrations
Other Businesses

(1)Name of Business: n/a Address: 91-276 Kaieleele Place, Ewa Beach, HI, 96706, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/25/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: family home that mom and sister will live in

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-08
S63 Uniform Securities Agent State Law Examination 1991-07-10
  • S66 Uniform Combined State Law Examination
    2004-03-08
  • S63 Uniform Securities Agent State Law Examination
    1991-07-10
Other Names
  • Kim Torralva
  • Kimberly Ann Torralva

View on SEC IAPD

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