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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2019-07-12 |
Branch Locations
1003 Bishop Street Suite 1500, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Honolulu | HI | 06/2009 | 07/2019 |
| Raymond James & Associates, Inc. | Honolulu | HI | 07/2019 | Present |
(1)Name of Business: n/a Address: 91-276 Kaieleele Place, Ewa Beach, HI, 96706, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/25/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: family home that mom and sister will live in
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-10 |
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