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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-10-11
VA RA APPROVED 1991-07-18
  • TX RA
    APPROVED
    Since 2017-10-11
  • VA RA
    APPROVED
    Since 1991-07-18

Branch Locations

620 Woodbrook Dr Ste 4A, Charlottesville, VA 22901 • United States

Charlottesvle, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Charlottesville VA 09/2005 03/2020
Ameriprise Financial Services, Llc Charlottesville VA 03/2020 Present
Other Businesses

Real Estate Ownership; Family vacation home that will infrequently be rented but likely in month of July for total of no more than 1-2 months of year.; 1101 E. Arctic Ave Folly Beach, SC 29439, ,; Not Investment-Related; 09/15/2014. Business Ownership; Seafield Properties LLC; none; Hold property inherited from father and infrequently rent it out.; 9 Sayle Rd, , Charleston, SC, 29407; Investment-Related; 09/15/2014; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-06-26
S65 Uniform Investment Adviser Law Examination 1991-06-26
  • S63 Uniform Securities Agent State Law Examination
    1991-06-26
  • S65 Uniform Investment Adviser Law Examination
    1991-06-26
Designations
Other Names
  • Steven M Ball

View on SEC IAPD

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