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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-10-25 |
| HI | RA | APPROVED | 2009-06-01 |
Branch Locations
733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Honolulu | HI | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. *451597- Rental Property; Investment related-Yes; Honolulu, Hawaii; Real Estate; Owner of Real Estate (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 2; Real Estate rental *512343 - Rental Property; Investment related: Yes; Honolulu, Hawaii; Real Estate; Owner of Real Estate (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 0; After business hours: 1; Real Estate Rental *627296 - Waialae Country Club; Investment related: Yes; Honolulu, Hawaii; Golf Country Club; Finance Committee(proprietor, partner, officer, director, employee, trustee, agent); 2/2025; During business hours: 0; After business hours: 5; The Finance and Budget Committee shall oversee the Club's finances and shall review the annual operating and capital budgets for submission to and approval by the Board as early as practicable prior to the beginning of each calendar year. The Committee shall develop and recommend forms for monthly and annual reports to be submitted to the Board and to the Club members. The Committee shall make recommendations to the Board with respect to the methods of accounting to be used by the Club and the mechanisms for handling Club funds and shall also review and make recommendations to the Board with respect to all matters relating to taxes, cash flow, and finances for the Club.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-22 |
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