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9870 Research Drive, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-03-24 |
| CA | RA | APPROVED | 2003-03-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Irvine | CA | 03/2003 | 03/2020 |
| Cooper Financial Group | Irvine | CA | 03/2003 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2020 | Present |
1) DEAN EVANS, 9870 RESEARCH DRIVE, IRVINE, CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 11/01/90, INV REL, 15/MO- 15/TRADING 2) COOPER FINANCIAL GROUP, DBA COOPER MCMANUS, 9870 RESEARCH DRIVE, IRVINE, CA, ADVISORY REP OF A REGISTERED INVESTMENT ADV- RIA, 04/01/04, INV REL, 40/WK- 40/TRADING 3) RENTAL PROPERTY, 20 SAVANAH, LAKE FOREST, CA, 07/14/16, NIR, CO-OWNER, 1/MO- 0/TRADING 4) EVAMS HAYMOND GROUP LLC., OWNER/BUSINESS PARTNER, 9870 RESEARCH DRIVE, IRVINE, CA, 12/23/2004, NIR, 1HR/MO 1/HR MO TRADING 5) MEDICARE BACKOFFICE, 9870 Research Dr, Irvine CA 92618, 08/2023, Medicare Referals, 1099 Contractor, NIR, 1 HR/MO - 1 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-10 |
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