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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-16
NE RA APPROVED 1997-12-31
  • TX RA
    APPROVED_RES
    Since 2009-01-16
  • NE RA
    APPROVED
    Since 1997-12-31

Branch Locations

212 Main St, Wayne, NE 68787 • United States

104 E 2Nd St, Laurel, NE 68745-1990 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Laurel NE 09/2005 03/2020
Ameriprise Financial Services, Llc Laurel NE 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 57205 867 Rd, , Laurel, NE, 68745; Investment-Related; 06/19/2026. Board of Directors; Faith Community Church Administration Council; Finance Charirman; 302 Elm Str, , Laurel, NE, 68745; Investment-Related; 02/02/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Laurel Volunteer Fire & Rescue; Help with any fire or rescue calls that come.; 100 Elm St. Laurel NE 68745, ,; ; 08/03/2015; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-28
S63 Uniform Securities Agent State Law Examination 1991-05-31
  • S65 Uniform Investment Adviser Law Examination
    1999-06-28
  • S63 Uniform Securities Agent State Law Examination
    1991-05-31
Other Names
  • Scott Rath

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wayne, NE

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