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Shane M Baack

Ameriprise Financial Services, LLC

Wayne, NE

Seward, NE

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-14
NE RA APPROVED 2025-01-07
  • TX RA
    APPROVED
    Since 2025-01-14
  • NE RA
    APPROVED
    Since 2025-01-07

Branch Locations

1010 Main St., Ste. 203, Wayne, NE 68787-0009 • United States

344 Main St., Ste. 100, Seward, NE 68434-2117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Seward NE 04/2008 01/2025
Kolterman Agency Inc Seward NE 12/2009 06/2018
Jones Financial Services Seward NE 04/2012 01/2025
Principal Securities Seward NE 03/2016 01/2025
Jones Group Seward NE 07/2019 01/2025
Union Financial, Inc. Seward NE 09/2019 12/2020
Jones Insurance Agency, Inc. Seward NE 01/2022 01/2025
Ameriprise Financial Services, Llc Seward NE 01/2025 Present
  • 04/2008 → 01/2025
    Principal Life Insurance Co
    Seward, NE
  • 12/2009 → 06/2018
    Kolterman Agency Inc
    Seward, NE
  • 04/2012 → 01/2025
    Jones Financial Services
    Seward, NE
  • 03/2016 → 01/2025
    Principal Securities
    Seward, NE
  • 07/2019 → 01/2025
    Jones Group
    Seward, NE
  • 09/2019 → 12/2020
    Union Financial, Inc.
    Seward, NE
  • 01/2022 → 01/2025
    Jones Insurance Agency, Inc.
    Seward, NE
  • 01/2025 → Present
    Ameriprise Financial Services, Llc
    Seward, NE
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-27
S63 Uniform Securities Agent State Law Examination 2008-04-22
  • S65 Uniform Investment Adviser Law Examination
    2014-06-27
  • S63 Uniform Securities Agent State Law Examination
    2008-04-22
Designations
Other Names
  • Shane Baack

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · WAYNE, NE
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EDWARD JONES · WAYNE, NE
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