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Craig Michael Franklin Walling

Ameriprise Financial Services, LLC

Wayne, NE

Wayne, NE

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-14
NE RA APPROVED 1999-02-04
  • TX RA
    APPROVED_RES
    Since 2022-03-14
  • NE RA
    APPROVED
    Since 1999-02-04

Branch Locations

212 Main St, Wayne, NE 68787 • United States

Wayne, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Wayne NE 09/2005 03/2020
Ameriprise Financial Services, Llc Wayne NE 03/2020 Present
Ameriprise Financial Services, Llc Wayne NE 03/2020 03/2020
Other Businesses

Real Estate Ownership; Commercial; 212 Main Street, Wayne, NE 68787, ,; ; . Board of Directors; Journey Christian Church; Treasurer; 1110 E. 7th St.,Wayne, NE 68787, ,; ; ; 1 to 9 hours per month; / TeamMates of Wayne; Board Member- Treasurer; 1007 Aspen Street, , Wayne, NE, 68787; Not Investment-Related; 03/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-01-11
S65 Uniform Investment Adviser Law Examination 1999-01-11
  • S63 Uniform Securities Agent State Law Examination
    1999-01-11
  • S65 Uniform Investment Adviser Law Examination
    1999-01-11

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