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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-07-21 |
| DE | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| IA | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| NE | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Wayne | NE | 04/1988 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Crofton | NE | 06/1988 | 07/2021 |
| Lpl Financial Llc | Wayne | NE | 07/2021 | Present |
1. 2/7/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/01/1994 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-12 |
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