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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-15 |
| NE | RA | APPROVED | 2016-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wayne | NE | 03/2015 | Present |
| Elkhorn Valley Bank & Trust | Wayne | NE | 03/2015 | Present |
(1) 03/03/2015: UNITED LIFE INSURANCE CO - INV REL - 118 2ND AVE SE CEDAR RAPIDS IA 52407 - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - AGENT: FIXED ANNUITIES (2) 03/03/2015: ELKHORN VALLEY INVESTMENTS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 411 EAST 7TH ST WAYNE, NE 68787
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-09 |
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