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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| CA | RA | APPROVED | 2018-08-31 |
Branch Locations
4655 Executive Dr Ste 300, San Diego, CA 92121-3123 • United States
La Jolla, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | La Jolla | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 11/2016 | 08/2018 |
| Ameriprise Financial Services Inc | San Diego | CA | 08/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | San Diego | CA | 03/2020 | Present |
Business Ownership; greentree productions; Owner; using my house for TV production, videos, print work; 2680 greentree lane , , la jolla , CA, 92037; Not Investment-Related; 08/01/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-02 |
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