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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-11-02 |
| TX | RA | APPROVED_RES | 2019-05-13 |
| PA | RA | APPROVED | 2019-05-07 |
Branch Locations
740 Hamilton Street Suite 220, Allentown, PA 18101 • United States
Kiawah Island, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Allentown | PA | 04/1991 | 05/2019 |
| Bank Of America, Na | Allentown | PA | 09/2009 | 05/2019 |
| Raymond James & Associates | Allentown | PA | 05/2019 | Present |
| Raymond James & Associates, Inc. | Kiawah Island | SC | 11/2021 | Present |
1) Name of Business : Boys and Girls Club of Allentown Address: Allentown, PA Nature of the Business: Board Member/Officer/Director Position/Title: Director Investment Related: No Start Date: 5/29/2019 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: Board Member Finance Committee Member 2)Name of Business : St. Michael the Archangel School Address: Bethlehem, PA Nature of the Business: Board Member/Officer/Director Position/Title: Director Investment Related: No Start Date: 05/29/2019 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Board Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-12 |
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