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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-07 |
| MO | RA | APPROVED | 2009-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chesterfield | MO | 10/2009 | Present |
I*2107261, Entity Type: Fiduciary, Name of OBA: D T A ADMIN EST OF S L E , Address: Kirkwood, Missouri, 63122, Investment Related: N, Position, Title, Association: Administrator, Employee State Date: 25-Nov-2024, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-30 |
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