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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-01-13 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2010-02-22 |
| NJ | RA | APPROVED | 2009-10-05 |
Branch Locations
999 Riverview Dr Ste 201, Totowa, NJ 07512 • United States
1345 Avenue Of The Americas 2Nd Floor Office 2022, New York, NY 10105 • United States
Kinnelon, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Saddlebrook | NJ | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Totowa | NJ | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-05 |
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