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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-18
WI RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2024-11-18
  • WI RA
    APPROVED
    Since 2024-11-14

Branch Locations

1313 S. Frontage Road, Hastings, MN 55033 • United States

2201 Jack Breault Drive Suite 100, Hudson, WI 54016 • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Hastings MN 04/1991 11/2024
Prudential Insurance Company Of America Hastings MN 04/1990 Present
Bostrom Group Hudson WI 04/2003 Present
Lpl Enterprise, Llc Hudson WI 11/2024 Present
  • 04/1991 → 11/2024
    Hastings, MN
  • 04/1990 → Present
    Prudential Insurance Company Of America
    Hastings, MN
  • 04/2003 → Present
    Bostrom Group
    Hudson, WI
  • 11/2024 → Present
    Hudson, WI
Previous Registrations
  • 2001-02-05 → 2024-11-14
    Hudson, WI
    Hudson, WI
    St. Louis Park, MN
    Hudson, WI
    Hastings, MN
Other Businesses

1) 11/14/2024- Bostrom Group Financial Advisory & Insurance Services- DBA for LPL Business (entity for LPL business)- sales and service of insurance and investments with Prudential/LPL- INV Related- At Hudson, WI- Start date 08/06/2014- 80 HRS MTH- 80 HRS During Trading 2) 11/14/2024- WI Department of Financial Institutions - Notary Section- Notary- Notary Public - 5 year commission- INV Related- At Hudson, WI- Start date 04/08/2021- 1 HRS MTH- 1 HRS During Trading 3) 11/14/2024- JAARD Financial Inc- Business Entity For Tax/Investment Purposes Only- Parent Company for tax purposes.- INV Related- At Hudson, WI- Start date 11/26/2001- 1 HRS MTH- 1 HRS During Trading 4) 11/14/2024 Evan Ray Properties, LLC- Real Estate Rental- 949 Falcon Dr, River Falls, WI 54022 (residential rental) & 2201 Jack Breault Dr Ste 110, Hudson, WI 54016 (commercial space rental - assisted living services)- INV Related- At Hudson, WI- Start date 01/13/2004- 1 HRS MTH- 1 HRS During Trading 5) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-05
S63 Uniform Securities Agent State Law Examination 1991-06-24
  • S65 Uniform Investment Adviser Law Examination
    2001-02-05
  • S63 Uniform Securities Agent State Law Examination
    1991-06-24
Other Names
  • Douglas James Bostrom

View on SEC IAPD

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