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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
1313 S. Frontage Road, Hastings, MN 55033 • United States
2201 Jack Breault Drive Suite 100, Hudson, WI 54016 • United States
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Hastings | MN | 04/1991 | 11/2024 |
| Prudential Insurance Company Of America | Hastings | MN | 04/1990 | Present |
| Bostrom Group | Hudson | WI | 04/2003 | Present |
| Lpl Enterprise, Llc | Hudson | WI | 11/2024 | Present |
1) 11/14/2024- Bostrom Group Financial Advisory & Insurance Services- DBA for LPL Business (entity for LPL business)- sales and service of insurance and investments with Prudential/LPL- INV Related- At Hudson, WI- Start date 08/06/2014- 80 HRS MTH- 80 HRS During Trading 2) 11/14/2024- WI Department of Financial Institutions - Notary Section- Notary- Notary Public - 5 year commission- INV Related- At Hudson, WI- Start date 04/08/2021- 1 HRS MTH- 1 HRS During Trading 3) 11/14/2024- JAARD Financial Inc- Business Entity For Tax/Investment Purposes Only- Parent Company for tax purposes.- INV Related- At Hudson, WI- Start date 11/26/2001- 1 HRS MTH- 1 HRS During Trading 4) 11/14/2024 Evan Ray Properties, LLC- Real Estate Rental- 949 Falcon Dr, River Falls, WI 54022 (residential rental) & 2201 Jack Breault Dr Ste 110, Hudson, WI 54016 (commercial space rental - assisted living services)- INV Related- At Hudson, WI- Start date 01/13/2004- 1 HRS MTH- 1 HRS During Trading 5) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-24 |
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