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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-22
TX RA APPROVED_RES 2009-11-17
  • MN RA
    APPROVED
    Since 2013-11-22
  • TX RA
    APPROVED_RES
    Since 2009-11-17

Branch Locations

800 Oak Street, Hastings, MN 55033 • United States

Hastings, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hastings MN 09/2005 03/2020
Ameriprise Financial Services, Llc Hastings MN 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 42637 County 14 BLVD, , Kenyon, MN, 55946; Not Investment-Related; 05/01/2026.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-04-26
  • S63 Uniform Securities Agent State Law Examination
    1990-04-26

View on SEC IAPD

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