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Michael Wayne Spangler

Excel Financial, LLC

Red Wing, MN

Hastings, MN

CRD 7409263

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Employer firm

Excel Financial, LLC CRD 145301

$404M regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Excel Financial, Llc

321 Main Street, Red Wing, MN 55066 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-15
TX RA APPROVED 2021-07-15
  • MN RA
    APPROVED
    Since 2021-07-15
  • TX RA
    APPROVED
    Since 2021-07-15

Branch Locations

321 Main Street, Red Wing, MN 55066 • United States

919 Vermillion Street Suite 110, Hastings, MN 55033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Excel Financial, Llc Red Wing MN 07/2021 Present
Optum Eden Prairie MN 04/2016 06/2021
Excel Financial, Llc Red Wing MN 01/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-14
  • S65 Uniform Investment Adviser Law Examination
    2021-06-14

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
EDWARD JONES

Nearby Investors

JASON RICHARD YOCKEY
Tracy Marie Sears
GREGORY CONRAD ROE

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · RED WING, MN
THRIVENT INVESTMENT MANAGEMENT INC. · RED WING, MN
EDWARD JONES · RED WING, MN

More in Red Wing, MN

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