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Michael Wayne Spangler

Excel Financial, LLC

Red Wing, MN

Hastings, MN

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Current Employers
Excel Financial, Llc

321 Main Street, Red Wing, MN 55066 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-15
TX RA APPROVED 2021-07-15
  • MN RA
    APPROVED
    Since 2021-07-15
  • TX RA
    APPROVED
    Since 2021-07-15

Branch Locations

321 Main Street, Red Wing, MN 55066 • United States

919 Vermillion Street Suite 110, Hastings, MN 55033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Excel Financial, Llc Red Wing MN 07/2021 Present
Optum Eden Prairie MN 04/2016 06/2021
Excel Financial, Llc Red Wing MN 01/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-14
  • S65 Uniform Investment Adviser Law Examination
    2021-06-14

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · RED WING, MN
THRIVENT INVESTMENT MANAGEMENT INC. · RED WING, MN
EDWARD JONES · RED WING, MN
AEGIS INVESTMENT MANAGEMENT, LLC · RED WING, MN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Red Wing, MN
WELLS FARGO CLEARING SERVICES, LLC · RED WING, MN
EDWARD JONES · RED WING, MN
EDWARD JONES · RED WING, MN

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