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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-06-14
  • MN RA
    APPROVED
    Since 2024-06-14

Branch Locations

10880 175Th Court West Suite 280, Lakeville, MN 55044 • United States

1320 Vermillion St, Hastings, MN 55033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Hockey St. Paul MN 11/2013 Present
Eau Claire Country Club Altoona WI 08/2021 11/2021
Bellwood Oaks Golf Course Hastings MN 06/2019 Present
Securities America, Inc. Hastings MN 01/2023 06/2024
Green Companies Llc Hastings MN 06/2017 09/2018
East Ridge High School Woodbury MN 01/2023 Present
East Ridge Legion Baseball Woodbury MN 01/2023 07/2023
Securities America Advisors Hastings MN 11/2023 06/2024
Osaic Wealth, Inc. Hastings MN 06/2024 Present
Biermaier Financial Management Hastings MN 11/2022 12/2023
Balanced Wealth Management Hastings MN 12/2023 Present
  • 11/2013 → Present
    Minnesota Hockey
    St. Paul, MN
  • 08/2021 → 11/2021
    Eau Claire Country Club
    Altoona, WI
  • 06/2019 → Present
    Bellwood Oaks Golf Course
    Hastings, MN
  • 01/2023 → 06/2024
    Securities America, Inc.
    Hastings, MN
  • 06/2017 → 09/2018
    Green Companies Llc
    Hastings, MN
  • 01/2023 → Present
    East Ridge High School
    Woodbury, MN
  • 01/2023 → 07/2023
    East Ridge Legion Baseball
    Woodbury, MN
  • 11/2023 → 06/2024
    Securities America Advisors
    Hastings, MN
  • 06/2024 → Present
    Hastings, MN
  • 11/2022 → 12/2023
    Biermaier Financial Management
    Hastings, MN
  • 12/2023 → Present
    Balanced Wealth Management
    Hastings, MN
Previous Registrations
  • 2023-11-28 → 2024-06-14
    Securities America Advisors, Inc.
    Hastings, MN
Other Businesses

1. MINNESOTA HOCKEY POSITION: On ice official NATURE: Minnesota Hockey is the governing body for youth hockey in the state of Minnesota. They along with their national affiliate, USA Hockey, train and register officials to referee hockey games. They do a lot of other things in terms of organizing teams, games, tournaments, etc... INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2013 ADDRESS: 317 Washington St, St. Paul MN 55102 DESCRIPTION: I am an independent contractor who is hired to officiate youth and high school hockey games in Minnesota hockey's district 8. (Dakota and Washington Counties) 2. EAST RIDGE HIGH SCHOOL POSITION: Coach NATURE: I coach baseball at East Ridge High School in Woodbury, Minnesota. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 25 START DATE: 03/01/2023 ADDRESS: 4200 Pioneer Dr, Woodbury MN 55129 DESCRIPTION: I coach baseball. I am not involved in any administrative business regarding any of the teams. 3. BELLWOOD OAKS GOLF COURSE POSITION: Grounds crew laborer NATURE: Bellwood Oaks Golf Course is a privately owned golf course outside of Hastings, MN. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 13239 210th Street East, Hastings MN 55033 DESCRIPTION: I am a member of the grounds crew and help maintain the course. I help out on weekends and occasionally weekdays. 4. INSURANCE POSITION: Insurance Producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 06/01/2024 ADDRESS: 1320 Vermillion Street, Hastings MN 55033, United States DESCRIPTION: I am an insurance producer registered in MN and WI. I hold licenses for Accident and Health, Life, Life Annuities and Variable Annuities. I transact insurance business as described above. 5. MINNESOTA HOCKEY OFFICIALS ASSOCIATION POSITION: On ice official NATURE: Minnesota Hockey is the governing body for youth hockey officiating in the state of Minnesota. They along with their national affiliate, USA Hockey, train and register officials to referee hockey games. They do a lot of other things in terms of organizing teams, games, tournaments, etc... INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2013 ADDRESS: 317 Washington St, St. Paul MN 55102, United States DESCRIPTION: I am an independent contractor who is hired to officiate youth and high school hockey games in Minnesota hockey's district 8. (Dakota and Washington Counties) 6. ST. PAUL HOCKEY OFFICIALS ASSOCIATION POSITION: Ice Hockey Official NATURE: I am not sure. St. Paul Hockey Officials Association oversees and high school ice hockey officiating in their district. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 09/22/2025 ADDRESS: 400 N Wabasha Ave, St. Paul MN 55102, United States DESCRIPTION: I will be an on ice official for JV and varsity hockey games.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-25
S63 Uniform Securities Agent State Law Examination 2023-09-20
  • S65 Uniform Investment Adviser Law Examination
    2023-10-25
  • S63 Uniform Securities Agent State Law Examination
    2023-09-20
Other Names
  • Jacob Biermaier

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