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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-06-14 |
Branch Locations
10880 175Th Court West Suite 280, Lakeville, MN 55044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Hockey | St. Paul | MN | 11/2013 | Present |
| Eau Claire Country Club | Altoona | WI | 08/2021 | 11/2021 |
| Bellwood Oaks Golf Course | Hastings | MN | 06/2019 | Present |
| Securities America, Inc. | Hastings | MN | 01/2023 | 06/2024 |
| Green Companies Llc | Hastings | MN | 06/2017 | 09/2018 |
| East Ridge High School | Woodbury | MN | 01/2023 | Present |
| East Ridge Legion Baseball | Woodbury | MN | 01/2023 | 07/2023 |
| Securities America Advisors | Hastings | MN | 11/2023 | 06/2024 |
| Osaic Wealth, Inc. | Hastings | MN | 06/2024 | Present |
| Biermaier Financial Management | Hastings | MN | 11/2022 | 12/2023 |
| Balanced Wealth Management | Hastings | MN | 12/2023 | Present |
1. MINNESOTA HOCKEY POSITION: On ice official NATURE: Minnesota Hockey is the governing body for youth hockey in the state of Minnesota. They along with their national affiliate, USA Hockey, train and register officials to referee hockey games. They do a lot of other things in terms of organizing teams, games, tournaments, etc... INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2013 ADDRESS: 317 Washington St, St. Paul MN 55102 DESCRIPTION: I am an independent contractor who is hired to officiate youth and high school hockey games in Minnesota hockey's district 8. (Dakota and Washington Counties) 2. EAST RIDGE HIGH SCHOOL POSITION: Coach NATURE: I coach baseball at East Ridge High School in Woodbury, Minnesota. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 25 START DATE: 03/01/2023 ADDRESS: 4200 Pioneer Dr, Woodbury MN 55129 DESCRIPTION: I coach baseball. I am not involved in any administrative business regarding any of the teams. 3. BELLWOOD OAKS GOLF COURSE POSITION: Grounds crew laborer NATURE: Bellwood Oaks Golf Course is a privately owned golf course outside of Hastings, MN. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 13239 210th Street East, Hastings MN 55033 DESCRIPTION: I am a member of the grounds crew and help maintain the course. I help out on weekends and occasionally weekdays. 4. INSURANCE POSITION: Insurance Producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 06/01/2024 ADDRESS: 1320 Vermillion Street, Hastings MN 55033, United States DESCRIPTION: I am an insurance producer registered in MN and WI. I hold licenses for Accident and Health, Life, Life Annuities and Variable Annuities. I transact insurance business as described above. 5. MINNESOTA HOCKEY OFFICIALS ASSOCIATION POSITION: On ice official NATURE: Minnesota Hockey is the governing body for youth hockey officiating in the state of Minnesota. They along with their national affiliate, USA Hockey, train and register officials to referee hockey games. They do a lot of other things in terms of organizing teams, games, tournaments, etc... INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2013 ADDRESS: 317 Washington St, St. Paul MN 55102, United States DESCRIPTION: I am an independent contractor who is hired to officiate youth and high school hockey games in Minnesota hockey's district 8. (Dakota and Washington Counties) 6. ST. PAUL HOCKEY OFFICIALS ASSOCIATION POSITION: Ice Hockey Official NATURE: I am not sure. St. Paul Hockey Officials Association oversees and high school ice hockey officiating in their district. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 09/22/2025 ADDRESS: 400 N Wabasha Ave, St. Paul MN 55102, United States DESCRIPTION: I will be an on ice official for JV and varsity hockey games.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-20 |
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