James Rudy Biermaier

Current Employers

Employment History

• 10/2006 → 10/2016
  First Allied Securities, Inc
  San Diego, CA
• 07/2012 → 10/2016
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 10/2016 → 06/2024
  Securities America, Inc.
  Hastings, MN
• 10/2016 → 06/2024
  Securities America Advisors
  Hastings, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Hastings, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Hastings, MN

Previous Registrations

• 2016-10-25 → 2024-06-14
  Securities America Advisors, Inc.
  Hastings, MN
• 2012-07-02 → 2016-11-17
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Hastings, MN
  River Falls, WI
• 2006-10-05 → 2012-08-14
  First Allied Securities, Inc.
  San Diego, CA
  Hastings, Mn 55033, MN
  Alamo, CA
  Hastings, MN
  River Falls, WI
• 2004-09-17 → 2006-10-05
  Wells Fargo Investments, Llc
  Hastings, MN
  Hastings, MN

Other Businesses

***USADVISORS NETWORK INSURANCE AGENCY (USANI) POSITION: Writing Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 12/01/2018 ADDRESS: 15752 Venture Lane, Eden Prairie MN 55344 DESCRIPTION: Utilizing USAdvisors for our clients insurance needs. ***FROTH & CORK PROPERTIES, LLC POSITION: COO/Owner NATURE: Property Ownership INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 09/25/2019 ADDRESS: 110 4th Street E, Hastings MN 55033 DESCRIPTION: I will own the building that my wife and I run a coffee shop out of. ***FROTH & CORK, LLC. POSITION: COO/Owner NATURE: Coffee/Wine Bar INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 09/25/2019 ADDRESS: 110 4th Street E, Hastings MN 55033 DESCRIPTION: I will be helping my wife who will be working at this business full-time. ***BIERMAIER FINANCIAL MANAGEMENT INSURANCE POSITION: Writing Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 12/01/2018 ADDRESS: 1320 Vermillion Street, Hastings MN 55033 DESCRIPTION: Clients insurance needs. ***BALANCED WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: DBA (Name Change) Formerly: Biermaier Financial Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2023 ADDRESS: 1320 Vermillion Street, Hastings MN 55033 DESCRIPTION: We are a full-service planning firm to help clients prepare for retirement and/or in retirement. We'll do this by advisory work and transactional accounts. We'll meet with our clients in our office annually to help with their current needs and guide them going forward. ***THE COTTAGE HOMES AT DA' GULLAH WAY HORIZONTAL PROPERTY REGIME POSITION: President NATURE: HOA Board in the community that I own my vacation home in. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/19/2024 ADDRESS: 203 Da Gullah Way, Unit E, Pawleys Island SC 29585 DESCRIPTION: Review day to day operations of the Cottages and vote on new or current policy changes. Review the property management companies recommended contractors and interviewing them for potential work on the property. Participate in four annual meetings each year to present findings to the other 33 property owners.

Exams

• S66 Uniform Combined State Law Examination
  2004-09-15
• S63 Uniform Securities Agent State Law Examination
  2001-09-21

Other Names

• James Biermaier
• Jim R Biermaier
• Jim Biermaier