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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-04-10 |
Branch Locations
6000 Poplar Ave Suite 201, Memphis, TN 38119 • United States
40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-28 |
| TN | RA | APPROVED | 2022-07-27 |
Branch Locations
6000 Poplar Ave Suite 201, Memphis, TN 38119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Memphis | TN | 11/2005 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
(1) B. RILEY WEALTH MANAGEMENT HOLDINGS, INC INVESTMENT RELATED; SAME ADDRESS AS BRWM; HOLDING COMPANY FOR B. RILEY WEALTH ENTITIES; BOARD MEMBER, OFFICER; START DATE DECEMBER 1997; 0 HRS/MONTH DEVOTED. (2) INSBANK; 2505 21ST AVENUE, STE. 204, NASHVILLE, TN. 37212; START DATE: 2008; NOT INVESTMENT-RELATED; NATURE OF BUSINESS IS BANKING , BOARD MEMBER; WEBSITE: WWW.INSBANKTN.COM; I AM ON THE BOARD OF DIRECTORS AND ATTEND ALL QUARTERLY MEETINGS TO DISCUSS FINANCES AND VARIOUS STRATEGIC PLANNING COMMITTEES; I 4 HRS/MONTH, SOME DURING SOME TRADING HOURS.... (3) GREEN RIVER PROPERTIES; 270 W. CHERRY CIR MEMPHIS TN 38117; START DATE: 2000; NOT INVESTMENT-RELATED; FAMILY LLC SET UP TO HOLD FARMLAND HOLDINGS; MANAGER; FAMILY BUSINESS; 0 HOURS PER MONTH DEVOTED TO THIS ACTIVITY, 0 HOURS PER MONTH DURING TRADING HOURS.... (4) MPC PROPERTIES AND MPC PARTNERS; 270 W CHERRY CIR MEMPHIS TN 38117; START DATE; 2002; NOT INVESTMENT-RELATED; FAMILY LLC AND LP TO HOLD REAL ESTATE; FAMILY BUSINESS; 0 HOURS PER MONTH DEVOTED TO THIS ACTIVITY; MANAGER... (5) ASSISI FOUNDATION; 515 ERIN DRIVE MEMPHIS TN 38117; START DATE: 2006; NOT INVESTMENT-RELATED; FOUNDATION IN MEMPHIS WITH APPROX. $185MM OF ASSETS; CHARITY; 1 HOUR PER MONTH, DURING TRADING HOURS; BOARD MEMBER, TREASURER.... (6) GULF STATES HOLDINGS; 1301 CAMELLIA BLVD LAFAYETTE LA 70508; START: 08/15/2016; NOT INVESTMENT RELATED; BOARD MEMBER; HOMEOWNERS INSURANCE COMPANY IN LOUISIANA; 1 HOUR PER MONTH, DURING TRADING HOURS.... (7) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; LICENSED INSURANCE AGENT; START DATE 09/2025; AS MANY HOURS AS NEEDED PER MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-18 |
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