Michael Joseph Pimpinelli

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2001 → 03/2017
  Metlife Securities, Inc.
  Roseland, NJ
• 03/2017 → Present
  Mml Investors Services, Llc
  Iselin, NJ
• 07/2016 → Present
  Massmutual Life Insurance Company
  Iselin, NJ

Previous Registrations

• 2004-12-08 → 2017-03-25
  Msi Financial Services, Inc.
  Roseland, NJ
  Roseland, NJ
  Short Hills, NJ
  Roseland, NJ

Other Businesses

Name: Michael J Pimpinelli Inv rel: Y Add: 48 Hillcrest Dr Clark, NJ 07066 Nature: Power of Attorney Position: Attorney in fact for Joseph Pimpinelli my father Start date: 01/2010 No. HR/MO: 5 No. HR/MO during sec trading: 0 (2)Name: Michael J Pimpinelli Inv rel: Y Add: 186 Wood Avenue South Suite 301 Iselin, NJ. 08830 Nature: Life. health, P&C, DI insurance sales Position: Sales Start date: 09/1990 No. HR/MO: 5 No. HR/MO during sec trading: 4 (3)Name: Wait-or LLC Inv rel: Y Add: 48 Hillcrest Dr Clark, NJ 07066 Nature: LLC to develop an application for smartphones Position: Ownership Start date: 11/25/2019 No. HR/MO: 4 No. HR/MO during sec trading: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-27
• S63 Uniform Securities Agent State Law Examination
  1992-01-27