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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-08-29
TX RA APPROVED_RES 2017-05-26
NJ RA APPROVED 2017-03-25
  • VA RA
    APPROVED
    Since 2024-08-29
  • TX RA
    APPROVED_RES
    Since 2017-05-26
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

186 Wood Ave S Suite 301, Iselin, NJ 08830 • United States

Bumpass, VA • United States

Clark, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Roseland NJ 10/2001 03/2017
Mml Investors Services, Llc Iselin NJ 03/2017 Present
Massmutual Life Insurance Company Iselin NJ 07/2016 Present
  • 10/2001 → 03/2017
    Metlife Securities, Inc.
    Roseland, NJ
  • 03/2017 → Present
    Iselin, NJ
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Iselin, NJ
Previous Registrations
  • 2004-12-08 → 2017-03-25
    Msi Financial Services, Inc.
    Roseland, NJ
    Roseland, NJ
    Short Hills, NJ
    Roseland, NJ
Other Businesses

Name: Michael J Pimpinelli Inv rel: Y Add: 48 Hillcrest Dr Clark, NJ 07066 Nature: Power of Attorney Position: Attorney in fact for Joseph Pimpinelli my father Start date: 01/2010 No. HR/MO: 5 No. HR/MO during sec trading: 0 (2)Name: Michael J Pimpinelli Inv rel: Y Add: 186 Wood Avenue South Suite 301 Iselin, NJ. 08830 Nature: Life. health, P&C, DI insurance sales Position: Sales Start date: 09/1990 No. HR/MO: 5 No. HR/MO during sec trading: 4 (3)Name: Wait-or LLC Inv rel: Y Add: 48 Hillcrest Dr Clark, NJ 07066 Nature: LLC to develop an application for smartphones Position: Ownership Start date: 11/25/2019 No. HR/MO: 4 No. HR/MO during sec trading: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-27
S63 Uniform Securities Agent State Law Examination 1992-01-27
  • S65 Uniform Investment Adviser Law Examination
    2004-07-27
  • S63 Uniform Securities Agent State Law Examination
    1992-01-27

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