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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2004-01-05 |
Branch Locations
414 S. 17Th Street #102, Ames, IA 50010 • United States
1728 Central Ave Suite 15, Fort Dodge, IA 50501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ames | IA | 01/2004 | Present |
1. 11/21/2003- No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - INSURANCE - 0 Hrs/Mth - 0 Hrs During Trading. 2. 2/9/2011 - Wealth Management & Investment Services - DBA: Wealth Management & Investment Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - 0 Hrs/Mth - 0 Hrs During Trading. Time Spent 100%. 3. 6/12/2012 - Investment Services of Iowa, LLC- Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENCY MANAGER AND SALES OF NON-VARIABLE INSURANCE - 0 Hrs/Mth - 0 Hrs During TradingTime Spent 25% . 4. 6/5/2018 - Story County Auditor & Commissioner of Elections - Not Investment Related - 515 N Main Ave. Huxley, Iowa - Other-County Election Official - Start Date:06/05/2018 - 16 Hour(s) Per Month/7 Hour(s) During Trading. 5. 12/02/2022 - Wealth Management & Investment Services- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-05-06 |
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