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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-04-09 |
| WA | RA | APPROVED | 2026-04-08 |
Branch Locations
33400 9Th Ave S Suite #104, Federal Way, WA 98003 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
11700 W. Charleston Blvd Suite #170-463, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South Cove Financial , Llc | Bellevue | WA | 12/2017 | 06/2024 |
| Cascade Broker Alliance | Federal Way | WA | 01/2015 | Present |
| Harrison Park Capital Llc | Federal Way | WA | 05/2025 | 03/2026 |
| Foundations Investment Advisors, Llc | Phoenix | AZ | 04/2026 | Present |
CASCADE BROKERS ALLIANCE; INVESTMENT RELATED; 11700 W CHARLESTON BLVD. #170-463 LAS VEGAS, NV. 89135; START DATE: 03/2013; OWNER/FOUNDER/LICENSED INSURANCE AGENT; INSURANCE BROKERAGE; 50 HRS/MONTH DEVOTED TO OTHER BUSINESS; 50 HRS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HRS; RECOMMENDS INSURANCE PRODUCTS SUCH AS ANNUITIES,LIFE INSURANCE AND DISABILITY INSURANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-29 |
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